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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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Similar To

DEPP 7.2 Interviews

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 19.35 Data Reporting Services Regulations 2017

EG 4.10 The timeframe for responding to information and document requirements

EG 19.34 Markets in Financial Instruments Regulations 2017

DEPP 3.2 The operation of the RDC

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SUP 10A.17 Further questions [deleted]

EG 19.23 Electronic Money Regulations 2011

SUP 5.5 Duties of firms

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 3.10 Liaison where other authorities have an interest

EG 19.21 The conduct of investigations under the Payment Services Regulations

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 19.30 The Mortgage Credit Directive Order

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 15.3 General notification requirements