Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.11 Persons who are exempt for credit-related regulated activities

CONC 4.2 Pre-contract disclosure and adequate explanations

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

SUP App 2.15 Run-off plans for closed with-profits funds

LR 14.3 Continuing obligations

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SUP 12.9 Record keeping

PERG 9.5 The property condition (section 236(2) of the Act)

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 10.4 Pension scheme service providers other than trustees

PERG 12.3 Rights under a personal pension scheme

COLL 11.5 Auditors

CASS 7.10 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

SUP 16.6 Compliance reports

LR 2.2 Requirements for all securities

SYSC 2.1 Apportionment of Responsibilities

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

RCB 2.3 Determination of registration