Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

…

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 19.2 Requirements for listing

REC 4.7 The section 297 power to revoke recognition

LR 6.3 Revenue earning track record requirement

REC 6.6 Supervision

FIT 2.1 Honesty, integrity and reputation

SUP 10C.13 Variation of conditional and time-limited approvals

ICOBS 6.1 Providing product information to customers: general

FIT 2.3 Financial soundness

SUP 3.1 Application

REC 4.8 The section 298 procedure

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 10.7 Transactions by specialist companies

CASS 11.3 Responsibility for CASS operational oversight

PERG 8.32 Arranging deals in investments

SUP 16.13 Reporting under the Payment Services Regulations

SUP 4.5 Provisions applicable to all actuaries

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

CONC 8.3 Pre contract information and advice requirements

GEN 1.2 Referring to approval by the FCA