Search Result

361 - 380 of 1308 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application