Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

…

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

…

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

…

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 5.1 Introduction and legal background

MCOB 6.4 Mortgages: content of the offer document

SUP 9.4 Reliance on individual guidance

FEES 3.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

FEES 6.3 The FSCS's power to impose levies

PERG 1.2 Introduction

REC 2.8 Settlement and clearing facilitation services

FEES App 1.1 Introduction

GEN 4.1 Application

SYSC 18.4 The whistleblowers’ champion

LR 9.7A Preliminary statement of annual results, and statement of dividends

MAR 7A.4 Requirements when providing direct electronic access

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy