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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

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MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

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EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

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COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

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