Search Result

561 - 580 of 1578 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

…

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

…

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

…

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

…

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

…

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…