Search Result

441 - 460 of 1723 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2019

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy