Search Result

321 - 340 of 1575 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations