Search Result

241 - 260 of 1708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose