Search Result

1181 - 1200 of 1700 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

CONC 7.4 Information on status of debts

As Published: 2014

CONC 7.4 Information on status of debts

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)