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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

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COND 1.3 General

As Published: 2013

COND 1.3 General

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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MCOB 10A.3 APRC: additional assumptions

As Published: 2018

MCOB 10A.3 APRC: additional assumptions

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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Similar To

FEES 1.1 Application and Purpose

SYSC 19E.2 Remuneration policies and practices

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 13.6 CRD IV

COND 2.3 Effective supervision

PRIN 4.1 Principles: MiFID business

SUP 11.2 Purpose

SUP 10C.1 Application

EG 15.1 Introduction

BIPRU 13.2 Unusual Transactions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy