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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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