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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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