Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

PERG 15.1 Introduction

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

EG 19.6 Regulated Activities Order 2001 (RAO)

BIPRU 14.2 Calculation of the capital requirement for CCR

BIPRU 12.7 Liquid assets buffer

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

LR 13.6 Related party circulars

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

PERG 8.28 Advice or information

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

PERG 9.11 Frequently Asked Questions

EG 15.4 Disqualification under section 249 or section 261K

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

APER 4.5 Statement of Principle 5

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy