Search Result

681 - 700 of 905 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SYSC 4.9

As Published: 2015

SYSC 4.9

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

TC App 5.1

As Published: 2010

TC App 5.1

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions