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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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