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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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REC 3.15 Suspension of services and inability to operate facilities

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 9.1 Application and purpose

COLL 6.2 Dealing

RCB 3.5 Other notifications

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

BIPRU 5.3 On balance sheet netting

COLL 8.4 Investment and borrowing powers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy