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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SYSC 4.7

As Published: 2015

SYSC 4.7

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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