Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

…

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.12 Link between activities and the United Kingdom

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP App 3.6 Freedom to provide services

DEPP 7.2 Interviews

LR 15.2 Requirements for listing

SUP 18.2 Insurance business transfers

DTR 8.5 Supervision of primary information providers

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 6.10 Senior personnel responsibilities

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.6 FCA governing functions

COLL 6.11 Risk control and internal reporting

SUP 18.4 Friendly Society transfers and amalgamations

COLL 13.2 Operational requirements for feeder NURS

PERG 16.2 What types of funds and businesses are caught?

PERG 8.37 AIFMD Marketing

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

IPRU-INV 5.4 Financial resources requirement

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 6.7 Notification rules for overseas recognised bodies