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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2019

IFPRU 10.6 Application on an individual and consolidated basis

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

REC 3.13 Delegation of relevant functions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 13.7 The territorial application of MiFID [deleted]

PERG 13.2 General

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 11.4 Depositaries

COLL 6.12 Risk management policy and risk measurement

REC 3.6 Constitution and governance

CASS 11.6 Statutory trust

PERG 8.14 Other financial promotions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy