Search Result

1681 - 1700 of 1763 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees