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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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Effective Period

Similar To

SUP 15.3 General notification requirements

COND 2.3 Effective supervision

LR 11.1 Related party transactions

LR 9.6 Notifications

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 2.4 Case selection: Unauthorised business

EG 19.18 Counter-Terrorism Act 2008

DTR 8.5 Supervision of primary information providers

COLL 4.4 Meetings of Unitholders and service of notices

LR 9.8 Annual financial report

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy