Search Result

121 - 140 of 1588 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 13.2 General

As Published: 2011

PERG 13.2 General

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration