Search Result

1061 - 1080 of 1243 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

DTR 3.1

As Published: 2005

DTR 3.1

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs