Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

…

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 2.1 Authorised fund applications

MCOB 11.7 Transitional arrangements

ICOBS 8.2 Motor vehicle liability insurers

SYSC 22.4 Drafting the reference: detailed requirements

CONC 3.7 Financial promotions and communications: credit brokers

EG 19.20 Payment Services Regulations 2017

DISP 1.6 Complaints time limit rules

GEN 7.1 Application

REC 2A.4 Power and procedure for RAP penalties and censures

EG 19.10 Enterprise Act 2002

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CONC 10.2 Prudential resources requirements

DEPP 1.1 Application and Purpose

MAR 4.3 Support of the Takeover Panel's Functions

DEPP 4.1 Executive decision maker

PERG 5.4 The business test

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)