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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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