Search Result

681 - 700 of 1500 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer