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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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REC 2.10 Financial crime and market abuse

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

REC 3.5 Disciplinary action and events relating to members of the management body

MAR 5A.5 Systems and controls for algorithmic trading

ICOBS 6.4 Pre- and post-contract information: protection policies

COLL 6.13 Record keeping

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PRIN 1.2 Clients and the Principles

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 10.4A The application of requirements which implemented EU directives

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy