Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

…

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 5.3 The basis of settlement discussions

MAR 7A.3 Requirements for algorithmic trading

EG 20.1 Introduction

REC 2.9 Transaction recording

MAR 4.3 Support of the Takeover Panel's Functions

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 13.7 The territorial application of MiFID [deleted]

REC 3.18 Membership

SYSC 19D.1 Application and purpose

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

CONC 2.5 Conduct of business: credit broking

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products