Search Result

581 - 600 of 1558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K