Search Result

41 - 60 of 1223 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

…

SYSC 5.2

As Published: 2015

SYSC 5.2

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

SYSC 4.6

As Published: 2015

SYSC 4.6

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…