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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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