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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]