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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COND 1.3 General

As Published: 2013

COND 1.3 General

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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