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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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Similar To

SUP 8.2 Introduction

REC 2.15 Discipline

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 1A.1 Application and purpose

COND 1.2 Purpose

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy