Search Result

281 - 300 of 1299 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements