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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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IFPRU 8.2 Large Exposures

As Published: 2019

IFPRU 8.2 Large Exposures

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 1A.3 The FCA's approach to supervision

CASS 1A.3 Responsibility for CASS operational oversight

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 21.1 Risk control: guidance on governance arrangements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 9.8 Annual financial report

COND 2.4 Appropriate resources

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 3.7 Investigations to assist overseas authorities (section 169)

COLL 11.6 Winding up, merger and division of master UCITS

PRIN 3.4 General

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach