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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DISP App 3.4 Root cause analysis

As Published: 2017

DISP App 3.4 Root cause analysis

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?