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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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SYSC 13.6 People

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

DEPP 3.4 Urgent supervisory notice cases

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 7.2 Suspension and restart of dealings

DEPP 2.5 Provision for certain categories of decision

PR 5.6 Miscellaneous

DISP 1.10 Complaints reporting rules

EG 16.2 Disapplication orders

BIPRU 4.2 The IRB approach: High level material

SUP 5.3 Policy on the use of skilled persons

BIPRU 3.2 The central principles of the standardised approach to credit risk

PRIN 4.1 Principles: MiFID business

COBS 11.2 Best execution for AIFMs and residual CIS operators

PERG 5.12 Link between activities and the United Kingdom

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

SYSC 13.7 Processes and systems

REC 4.3 Risk assessments for UK recognised bodies

GEN 2.2 Interpreting the Handbook

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation