Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

…

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 3.1 Application and Purpose

BIPRU 14.3 Unsettled transactions

MCOB 2A.3 Foreign currency loans

LR 10.4 Class 2 requirements

SUP 16.22 Reporting under the Payment Accounts Regulations

GEN 1.2 Referring to approval by the FCA

COND 2.2 Location of offices

COBS 20.5 With-profits governance

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

COBS 4.11 Record keeping: financial promotion

DEPP 7.1 Application and purpose

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.3 Decision making under the CCA Order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974