Search Result

761 - 780 of 1346 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language