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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls