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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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FEES 4.2 Obligation to pay periodic fees

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

FEES 6.1 Application

FEES 2.1 Introduction

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

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COLL 11.6 Winding up, merger and division of master UCITS

PERG 1.1 Application and purpose

SUP 10C.16 References and accurate information

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 11.3 Requirements on controllers or proposed controllers under the Act

EG 1.1 Overview

SYSC 4.1 General requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy