Search Result

161 - 180 of 1747 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

IFPRU 6.1 Market risk requirements

As Published: 2019

IFPRU 6.1 Market risk requirements

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model