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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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