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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SYSC 4.9

As Published: 2015

SYSC 4.9

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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