Search Result

241 - 260 of 1553 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application