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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA