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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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